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RIAA MEMBERS
NEW ZEALAND
Katrina Hawker, Capital Investment Planning
Jonathan Neal, Rise Financial
Dr Rodger Spiller, Money Matters (NZ) Ltd
KATRINA HAWKER, CAPITAL INVESTMENT PLANNING LIMITED
Katrina has a long standing interest in responsible investment and is committed to assisting clients who wish to follow RI policies. The portfolios that are developed and maintained at Capital Investment Planning Limited are widely diversified to reduce investment risks whilst also catering for RI requirements.
- contact: Katrina Hawker
- position: Director
- dealer group: Not applicable in NZ
- qualifications: Dip Bus St., Certified Financial Planner, Accredited Investment Fiduciary
- address: Level 7, 152 Hereford Street, Christchurch 8142 New Zealand
- phone: +64 3 353 2012 or +64 21 518 030
- email: katrina.hawker@capitalinvest.co.nz
- website: www.capitalinvest.co.nz
JONATHAN NEAL, RISE FINANCIAL
Certified by RIAA
 Rise Financial Ltd helps clients to achieve their financial and lifestyle goals, including the desire to invest responsibly. We provide a range of financial planning services which include developing investment portfolios with responsible investment guidelines, to ensure that they reflect clients’ personal values regarding environmental, social, and corporate governance issues. Rise Financial also provides advice on the growing number of responsible KiwiSaver funds that are now available.
We work with clients in a collaborative manner and see financial planning as a process through which clients become better educated about financial matters. Jonathan Neal has over 12 years experience as a financial adviser and is a Certified Financial Planner member of the Institute of Financial Advisers. Jonathan is currently the only RIAA member adviser in the South Island.
A copy of Jonathan Neal’s Disclosure Statement is available on request and free of charge.
- contact: Jonathan Neal
- position: Director, Adviser
- dealer group: Rise Financial Ltd
- qualifications: Certified Financial Planner, Associate Life Underwriter, Graduate Diploma in Business Studies
- address: 1st Floor, Waimea House, 74 Waimea Road, Nelson 7042 New Zealand
- phone: 03 546 6222
- email: jonathan@risefinancial.co.nz
DR RODGER SPILLER, MONEY MATTERS (NZ) Ltd
Certified by RIAA
 Money Matters assists clients to make money and make a difference. It develops, implements and monitors personal investment plans. Rodger Spiller has an outstanding track record in financial planning and responsible investment (RI), and is one of New Zealand's most experienced and knowledgeable personal investment practitioners. He has researched in the RI field for over 20 years and holds a PhD in business ethics, investment and responsible business.
Rodger was voted Inaugural New Zealand Financial Planner of the Year in 1999. He is New Zealand Director of the Responsible Investment Association Australasia, a Director of Transparency International (NZ) and a Member of the Nominating Committee for the Guardians of the New Zealand Superannuation Fund. He is a former Member of the Securities Commission. Rodger contributed to the book Ethical Investment and Ethical Investor magazine and wrote the Responsible Investment chapter for the book 'Carbon Neutral by 2020' (Craig Potton Publishing, November, 2007).
- contact: Rodger Spiller
- position: Managing Director
- dealer group: Money Matters (NZ) Ltd
- qualifications: Certified Financial Planner, PhD in Business Ethics, Investment & Responsible Business, Master of Commerce (First Class Honours)
- address: PO Box 250, Shortland Street, Auckland New Zealand
- phone: +64 9 366 1672
- email: rodger@moneymatters.co.nz
- website: www.moneymatters.co.nz and www.rodgerspiller.com
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